Australian Securities and Investments Commission

The two investment giants have said that while valuation disclosure is needed, ASIC needs to define the purpose of why the valuation is needed.

Once a burgeoning bourse home to companies like Sigma, SPC Ardmona and Brumby's Bakeries, not much is going on at the Sydney Stock Exchange any more.

It's often said that 'the stock market is not the economy'. But what about private markets? Regulators are trying to figure them out.

Is the corporate cop finally hitting its stride after years of being the “poor cousin” of Australia’s regulators?

Chair Joe Longo says private market operators will be forced to divulge more information about valuations and fees for private market deals by the end of the year.

The major financial services regulators are becoming more vocal and taking more onerous action, citing increasing complacency on cultural and compliance issues.

Justice Michael Lee has issued a sharp warning to directors during ASIC’s case against Star - your fees mean you have obligations.

Judges thought they had a promise from Labor that their pensions would be excluded from the increased tax on superannuation accounts worth more than $3 million.

ASIC's latest action against Macquarie, this time over long-term misreporting of short sales, shows the investment giant is firmly in the regulator's crosshairs.

The millionaire factory's reputation relies heavily on being the smartest bank in the room, but ASIC has just given it a fail grade on compliance.

Compliance executive Daniel Moran has said excessive regulation and the rise of private markets could both pose existential risks for the national stock exchange.

After a decisive court victory, the Coinbase-backed startup wants to expand into 'cashless' crypto home loans and credit cards. But not all experts are convinced.

The massive wave of post-Hayne remediation may be complete, but banks continue to grapple with new issues — costing valuable time and hundreds of millions of dollars.