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Regulation

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It's often said that 'the stock market is not the economy'. But what about private markets? Regulators are trying to figure them out.


Is the corporate cop finally hitting its stride after years of being the “poor cousin” of Australia’s regulators?





The major financial services regulators are becoming more vocal and taking more onerous action, citing increasing complacency on cultural and compliance issues.
















ASIC's latest action against Macquarie, this time over long-term misreporting of short sales, shows the investment giant is firmly in the regulator's crosshairs.



As Donald Trump's cryptocurrency regulation push encounters resistance, the Australian crypto industry is holding on to hope that Labor will finally establish a local framework.




The millionaire factory's reputation relies heavily on being the smartest bank in the room, but ASIC has just given it a fail grade on compliance.







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